20/11/2002 |
Guidelines for The Issue of Term Finance Certificates (TFCs) to General Public |
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28/03/2004 |
Guidelines for issue of shares at discount |
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29/09/2004 |
Criteria/Guidelines for recognition of bodies of professional accountants and corporate/chartered secretaries for the purpose of prescribed qualification of CFO and Company Secretary |
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01/01/2005 |
Internet Trade Regulation |
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23/01/2010 |
Guidelines for Bancassurance, 2010 |
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01/06/2013 |
CSR Guidelines |
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03/03/2015 |
Public Sector Companies (Appointment of Chief Executive) Guidelines, 2015 |
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27/04/2016 |
Guidelines for Structuring and Offering of the Employees Stock Option Schemes |
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17/08/2016 |
Principles of Corporate Governance |
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08/09/2016 |
Clarification(s) on Calculation and Reporting of Net Capital Balance |
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29/08/2017 |
Guidelines for Cooperation and Assistance to Foreign Regulatory Authorities |
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31/08/2017 |
Guidelines for Internal Control System and Compliance Function for Securities Broker |
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06/12/2017 |
FAQs for CCG Regulations 2017 |
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29/01/2018 |
Public Sector Companies (Corporate Governance Compliance) Guidelines 2018 |
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02/02/2018 |
Additional FAQs for CCG Regulations 2017-1.2.18 |
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04/09/2018 |
AML CFT Guidelines for NPOs 2018 (revised version) |
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02/11/2018 |
Guidelines on SECP AML/CFT Regulations, 2018 |
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12/04/2019 |
FAQs on Anti-Money Laundering and Combating Financing of Terrorism(1st Version) |
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12/04/2019 |
FAQs on Anti-Money Laundering and Combating Financing of Terrorism(Second Version) |
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11/12/2019 |
SECP Regulatory Sandbox Guidelines, 2019 |
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16/03/2020 |
SEC Guidelines on Cybersecurity Framework for the Insurance Sector, 2020 |
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09/04/2020 |
SRO 301 (I)/2020- Guidelines for Performance Evaluation of Board of Directors, CEOs and CROs |
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28/04/2020 |
SECP GUIDELINES FOR COOPERATION AND ASSISTANCE TO FOREIGN REGULATORY AUTHORITIES |
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12/05/2020 |
Guidance on Risk Based Approach to AML/CFT during COVID-19 pandemic |
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11/08/2020 |
User Guideline for Online filing of AML Quarterly Survey |
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11/08/2020 |
User Guideline for Online filing of Annual AML/CFT Risk Assessment by REs |
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03/12/2020 |
FAQS on Ultimate Beneficial Ownership |
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30/03/2021 |
FAQs on Sectoral Risk Assessment of Legal Person Legal Arrangements (LPLA) |
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21/04/2021 |
Guidance paper relating to issuance of Convertible Debt Securities |
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30/04/2021 |
Guidelines on Ultimate Beneficial Ownership Framework for Companies and LLPs |
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19/05/2021 |
Gender Bonds Guidelines |
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02/06/2021 |
Guidelines for Mutual Fund Digital Distribution Platform |
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09/06/2021 |
Green Bonds Guidelines |
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30/07/2021 |
Draft Cloud Adoption Guidelines for Incorporated Companies |
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15/11/2021 |
Guidelines for Special Purpose Acquisition Company (SPAC) |
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25/02/2022 |
SECP Regulatory Sandbox Guidelines, 2019-Reissued under Section 458 A of the Companies Act, 2017 |
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05/04/2022 |
ROLE OF OFFICERS OF LISTED COMPANY REGARDING GENERAL MEETINGS |
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25/04/2022 |
SECP FAQs on AML CFT PF Obligations – 5th Edition |
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01/06/2022 |
Stewardship Guidelines for Institutional Investors |
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04/08/2022 |
Guidelines for Shariah-Compliant Investing on Pakistan Stock Exchange Limited August 2022 |
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15/09/2022 |
Initial Public Offering Market- Overview and Regulatory Initiatives |
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29/11/2022 |
Global Landscape Analysis Report for Asset Fractionalization |
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09/01/2023 |
Guidelines for obtaining License under Section 42 of the Companies Act 2017 |
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11/01/2023 |
Guidelines for Offering Islamic Financial Services, 2023 |
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20/07/2023 |
Guidelines on Code of Conduct for Public Listed and Public Sector Companies |
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11/10/2023 |
Guidelines for Mergers and Amalgamations |
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22/12/2023 |
Category-wise Voting for Election of Directors- FAQs |
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10/05/2024 |
Guide for reporting and approval obligation under the Modaraba law |
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13/06/2024 |
SECP ESG Disclosure Guidelines for Listed Companies |
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30/08/2024 |
Guide Book on Corporate Governance and Frequently Asked Questions |
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04/02/2025 |
Annexure D – Name Reservation Guideline |
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